Brian Lee – Series 65 Video Course

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Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

 

Brian Lee – Series 65 Video Course course with special price just for you:  $99  $35

Brian Lee – Series 65 Video Course

Series 65 Video Course

Unique solutions to taking your Investment Advisor Rep exam

Join Brian Lee for everything you need to know to pass your Series 65 exam. Brian is one of the most dynamic instructors in the country and has helped students pass their FINRA/NASAA exams for over 20 years! The closest thing to a live class!

Your Instructor

Brian Lee

Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

Course Curriculum

Series 65 Video Course
Module 1

Series 65 Introduction (24:30)

Downloadable Class Notes

Series 65 ADDENDUM

Lesson 1 – Economics and Business Information (27:46)

Lesson 2 – Quantitative Analysis (14:07)

Module 2 – Investment Vehicles

Lesson 1 – Equity Securities (22:18)

Lesson 2 – Debt Securities (27:24)

Lesson 3 – Analysis of Debt and Equity Securities (10:57)

Lesson 4 – Gov’t and Municipal Securities (17:04)

Lesson 5 – Cash & Cash Equivalent (4:55)

Lesson 6 – Investment Co. & REIT’s (19:17)

Lesson 7 – Options, Futures & Forwards (26:32)

Lesson 8 – Alternative Investments (8:32)

Lesson 9 – Insurance-Based Products (13:48)

Module 3 – Client Recommendations and Investment Strategies

Lesson 1 – Types of Clients (Business Entities) (8:02)

Lesson 2 – Trust Accts. (11:38)

Lesson 3 – Client Objectives and Recommendations (16:18)

Lesson 4 – Capital Market Theory (12:50)

Lesson 5 – Portfolio Management Styles (20:22)

Lesson 6 – Retirement Plans (13:09)

Lesson 7 – Taxation and ERISA Guidelines (16:08)

Lesson 8 – Special Accounts (15:20)

Lesson 9 – Trading (17:04)

Performance Formulas

Module 4 – Laws, Regulations and Ethical Practices

Lesson 1 – Federal Laws (26:55)

Lesson 1.1 – Definitions (B/D’s & Agents) (18:39)

Lesson 2 – Definitions (Investment Advisers) (12:05)

Lesson 3 Registration of Advisers and Reps (16:59)

Lesson 4 – Registration Procedures (U.S.A.) (14:42)

Lesson 5 – Securities Registration & Exemptions (21:46)

Lesson 6 – Powers of the Administrator (11:07)

Lesson 7 – Investment Advisers Act 1940 and Ethics (19:57)

Lesson 8 – Conflicts (6:09)

Closing Remarks (2:08)

Practice Exams

Mid-Term Exam

Practice Final

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Course Content

Sales Page: https://testgeekexamprep.teachable.com/p/series-65
Archive: https://archive.ph/owXt8

Brian Lee|Brian Lee – Series 65 Video Course|Series 65 Video Course

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